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- mise à jour
du
- 12 novembre
2026
- Behav
Processes
- 2026
Oct 10:105448
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- Yawning
in lungfishes: occurrence
- and
potential functional differences
- between
respiratory modes
- Enokizu A, Hirakawa M, Wakabayashi I,
- Morisaka T, Sakai M.
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- Abstract
- Yawning is a stereotyped behavioural pattern
observed across vertebrates and is considered
multifunctional, but how its function changed
during major physiological transitions remains
poorly understood. Lungfishes provide an ideal
model to address this question because species
vary in their relative reliance on branchial and
pulmonary respiration. The authors investigated
whether yawning occurs in one individual each of
the branchial-dominant Australian lungfish and
three pulmonary-dominant species (marbled,
spotted, and West African lungfishes) and, when
present, characterized yawning frequency,
yawning investment (frequency _ duration), and
activity levels before and after yawning.
Yawning was observed exclusively underwater in
all species. The branchial-dominant Australian
lungfish showed a significantly higher yawning
frequency than the three individual
pulmonary-dominant lungfishes (negative binomial
model: p = 0.007), whereas yawning investment
was broadly comparable among the four
individuals. In the branchial-dominant
Australian lungfish, activity levels
significantly increased following yawning
(Wilcoxon signed-rank test: p = 0.041), whereas
no significant post-yawning increase was
observed in the two pulmonary-dominant
individuals. The magnitude of activity-level
change associated with yawning differed
significantly from that observed during control
periods in the branchial-dominant Australian
lungfish (Wilcoxon rank-sum test: p = 0.006),
but not when the pulmonary-dominant individuals
were pooled. These observations indicate that
lungfish yawning occurs underwater regardless of
respiratory mode and is associated with
differences in yawning characteristics and
post-yawning activity among the individuals.
Although these findings cannot establish
species-level differences, they suggest that
yawning function may vary with respiratory mode
and warrant further comparative study.
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- Résumé
- Le bâillement est un comportement
stéréotypé observé
chez tous les vertébrés et
considéré comme multifonctionnel,
mais la manière dont sa fonction a
évolué au cours des grandes
transitions physiologiques reste mal comprise.
Les dipneustes constituent un modèle
idéal pour répondre à cette
question, car les espèces varient dans
leur recours relatif à la respiration
branchiale et pulmonaire. Les auteurs ont
cherché à déterminer si le
bâillement se produisait chez un individu
de chaque espèce parmi le dipneuste
australien, à respiration branchiale
dominante, et trois espèces à
respiration pulmonaire dominante (dipneustes
marbré, tacheté et d'Afrique de
l'Ouest) et, le cas échéant, ils
ont caractérisé la
fréquence des bâillements,
l'investissement en bâillements
(fréquence _ durée) et les niveaux
d'activité avant et après le
bâillement. Le bâillement a
été observé exclusivement
sous l'eau chez toutes les espèces. Le
dipneuste australien à respiration
branchiale dominante a présenté
une fréquence de bâillement
significativement plus élevée que
les trois dipneustes à respiration
pulmonaire dominante (modèle binomial
négatif : p = 0,007), tandis que
l'occurrence des bâillements était
globalement comparable chez les quatre
individus. Chez le dipneuste australien à
respiration branchiale dominante, les niveaux
d'activité ont augmenté de
manière significative après le
bâillement (test de Wilcoxon des rangs
signés : p = 0,041), alors qu'aucune
augmentation significative post-bâillement
n'a été observée chez les
deux individus à respiration pulmonaire
dominante. L'ampleur du changement du niveau
d'activité associé au
bâillement différait
significativement de celle observée
pendant les périodes de contrôle
chez le dipneuste australien à
respiration branchiale dominante (test de somme
des rangs de Wilcoxon : p = 0,006), mais pas
lorsque les individus à respiration
pulmonaire dominante étaient
regroupés. Ces observations indiquent que
le bâillement chez les dipneustes se
produit sous l'eau quel que soit le mode
respiratoire et qu'il est associé
à des différences dans les
caractéristiques du bâillement et
dans l'activité post-bâillement
entre les individus. Bien que ces
résultats ne permettent pas
d'établir des différences au
niveau de l'espèce, ils suggèrent
que la fonction du bâillement peut varier
en fonction du mode respiratoire et justifient
la poursuite d'études comparatives.
1. Introduction
-
- Yawning is a fixed, involuntary action
pattern that starts with slow mouth opening,
followed by a maximum gaping phase, and ends
with rapid mouth closure (Enokizu et al., 2021).
Yawning is widely observed across vertebrates,
including fishes, amphibians, reptiles, birds,
and mammals (e.g. Yamada and Wada, 2023;
Bakkegard, 2017; Kotake et al., 2024; Sauer and
Sauer, 1967; Baenninger, 1987). Yawning is
considered multifunctional, with proposed roles
in respiration, thermoregulation, neural
processes, and social communication (Guggisberg
et al., 2010; Gallup, 2022), but its
evolutionary history remains poorly understood.
Vertebrate evolution involved major
physiological transitions, including the
evolution of pulmonary respiration (Cupello et
al., 2022) and endothermy (Legendre and Davesne,
2020), which may have influenced its occurrence
and functions. We therefore focused on how
yawning may have changed during the transition
from branchial to pulmonary respiration.
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- In branchial-breathing fishes, yawning may
serve both behavioural and respiratory
functions. Previous studies suggest that yawning
is associated with changes in behavioural state
and arousal (Yamada and Wada, 2023; Yoshida et
al., 2026). The state-change hypothesis proposes
that yawning facilitates transitions between
behavioural states, whereas the arousal
hypothesis proposes that yawning contributes to
the maintenance of vigilance and brain arousal
(Guggisberg et al., 2010). In addition,
increased yawning under hypoxic conditions has
been reported in branchial-breathing fish,
suggesting that the respiration-circulatory
hypothesis may also apply to branchial-breathing
fishes (Hasler et al., 2009). To understand how
the occurrence and functions of yawning may have
changed during the evolutionary transition from
branchial to pulmonary respiration, lungfishes
provide an important intermediate model because
they possess both lungs and gills and differ in
their reliance on these respiratory modes (Zhang
et al., 2023).
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- The Australian lungfish (Neoceratodus
forsteri) has well-developed gills and a single
lung and relies strongly on branchial
respiration, whereas African lungfishes,
including West African lungfish (Protopterus
annectens), marbled lungfish (P. aethiopicus)
and spotted lungfish (P. dolloi), and the South
American lungfish (Lepidosiren paradoxa) have
reduced gills and well-developed lungs and rely
predominantly on pulmonary respiration (Glass,
2011). Thus, lungfishes provide an opportunity
to examine how yawning characteristics may vary
with respiratory mode. However, yawning has not
previously been documented in lungfishes.
-
- In the present study, we investigated
whether lungfishes yawn underwater and
characterized yawning frequency, yawning
investment, and activity-level changes
associated with yawning in one Australian
lungfish (branchial-dominant) and one individual
from each of three African lungfish species
(pulmonary-dominant: obligate air-breathers;
Zhang et al., 2023). Because only a single
individual was available for each species,
results were interpreted at both the individual
level and between respiratory modes while
acknowledging potential individual effects.
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- 4. Discussion
-
- In the present study, we found that both the
branchial-dominant Australian lungfish and the
pulmonary-dominant marbled, spotted, and West
African lungfishes yawn underwater, regardless
of respiratory mode. This is the first report of
yawning in lungfishes, suggesting yawning has
been retained in both respiratory modes for
approximately 140 million years since these
lineages diverged (Brownstein et al., 2023),
suggesting that underwater yawning may be
important irrespective of respiratory mode.
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- Yawning characteristics, however, differed
among individuals and between the two
respiratory-mode groups. Yawning frequency was
significantly higher in the branchial-dominant
lungfish, whereas yawning investment did not
differ markedly between the two groups. Activity
levels significantly increased following yawning
in the branchial-dominant lungfish, but not in
the pulmonary-dominant lungfishes. The _
activity level associated with yawning was
greater than during control periods in the
branchial-dominant lungfish, but not in the
pulmonary-dominant lungfishes; the marbled
lungfish showed a significant difference when
analysed separately. These findings suggest
potential functional differences in yawning
between branchial- and pulmonary-dominant
lungfishes, although its function in
pulmonarydominant lungfishes remains
unclear.
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- 4.1. Yawning characteristics and
potential functions in lungfishes
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- In the branchial-dominant lungfish, yawning
may contribute to respiratory function. Because
branchial respiration involves water flow
generated by mouth movements, the large gape
during yawning may enhance oxygen uptake. A
similar interpretation has been proposed for
largemouth bass, in which yawning increases
under hypoxic conditions (Hasler et al., 2009).
Thus, the respiration-circulatory hypothesis may
apply to the branchial-dominant lungfish.
Activity levels also increased following
yawning, and _ activity level was greater than
during control periods, suggesting state-change
and/or arousal functions. However, given the
relatively high yawning frequency observed in
the branchial-dominant lungfish, if yawning
simultaneously enhances ventilation and precedes
increases in activity, it is difficult to
distinguish between oxygen-supply and
state-change/arousal functions. Thus, it remains
unclear which function is primary or whether
multiple functions operate simultaneously.
-
- In contrast, because pulmonary-dominant
lungfishes have a much lower reliance on gills
for oxygen uptake than the branchial-dominant
Australian lungfish (Zhang et al., 2023),
yawning would be expected to occur less
frequently if the contribution of the
respiration-circulatory function to yawning were
limited; indeed, the pulmonary-dominant
individuals observed in the present study showed
lower yawning frequencies than the Australian
lungfish. In addition, no significant increase
in activity levels was observed following
yawning, and the _ activity level associated
with yawning did not differ significantly from
the _ activity level during control periods,
providing no clear support for state-change or
arousal functions. Thus, no clear function of
yawning could be identified in
pulmonary-dominant lungfishes.
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- Taken together, our findings suggest that
yawning may have been retained through the
evolutionary transition from branchial- to
pulmonary-dominant respiration, although the
relative importance of its functions may have
changed, particularly that of oxygen
uptake.
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- 4.2. Limitations and future
directions
-
- Only one individual per species was
examined, and the findings should be regarded as
preliminary observations because they may partly
reflect individual variation rather than
species-level characteristics (Nagasaka et al.,
2025). Differences in housing environments,
including visitor exposure at BRH, may have
influenced activity, arousal, and yawning.
Because these primarily nocturnal lungfishes
were observed during the light period, subtle
changes in activity may have gone undetected. In
pulmonary-dominant lungfishes, activity and
arousal changes associated with surfacing
behaviour may also have obscured
yawning-associated changes. Behavioural states
were inferred solely from activity levels, and
internal states such as arousal and motivation
were not directly measured. Future studies
involving multiple individuals per species,
observations during the dark period,
environmental manipulations, and physiological
measurements are needed to clarify the functions
of yawning in lungfishes.
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