Le bâillement, du réflexe à la pathologie
Le bâillement : de l'éthologie à la médecine clinique
Le bâillement : phylogenèse, éthologie, nosogénie
 Le bâillement : un comportement universel
La parakinésie brachiale oscitante
Yawning: its cycle, its role
Warum gähnen wir ?
Fetal yawning assessed by 3D and 4D sonography
Le bâillement foetal
Le bâillement, du réflexe à la pathologie
Le bâillement : de l'éthologie à la médecine clinique
Le bâillement : phylogenèse, éthologie, nosogénie
 Le bâillement : un comportement universel
La parakinésie brachiale oscitante
Yawning: its cycle, its role
Warum gähnen wir ?
Fetal yawning assessed by 3D and 4D sonography
Le bâillement foetal

mystery of yawning 














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10 février 2014
Scientific Reports
Different yawns, different functions?
Testing social hypotheses on spontaneous yawning in Theropithecus gelada.
Leone A, Ferrari PF, Palagi E
Dipartimento di Neuroscienze, Università di Parma, Parma, Italy
Centro Ateneo Museo di Storia Naturale, Calci, Università di Pisa, Pisa, Italy
Unità di Primatologia Cognitiva, Istituto di Scienze e Tecnologie della Cognizione, Consiglio Nazionale delle Ricerche, Roma, Italy


Here, we tested hypotheses about the potential functions of yawning based on its intensity and social contexts. Due to their spectrum intensity of yawns (covered teeth/YW1; uncovered teeth/YW2; uncovered gums/YW3), geladas are a good model species for this purpose. We suggest that yawns of different intensity can bear different information according to the performer, the context and the behavioural pattern temporally associated to the yawn event. YW3, mainly performed by high ranking males during periods of high social tension, was frequently associated with an auditory component and often accompanied by scratching (a measure of anxiety). YW1 and YW2, preferentially performed by females, were frequently associated to lip smacking, an affiliative display. In conclusion, even though a clear-cut functional distinction of geladas' yawn intensity is difficult, YW1 and YW2 seem to be more linked to affiliative social interactions; whereas, YW3 seems to be more linked to agonistic and tension situations.
-Demuru E, Palagi E. In Bonobos Yawn Contagion Is Higher among Kin and Friends. PLoS One. 2012; 7(11): e49613
-Leone A, Mignini M, Mancini G, Palagi E. Aggression does not increase friendly contacts among bystanders in geladas (Theropithecus gelada) Primates. 2010;51(4):299-305
-Leone A, Ferrari PF, Palagi E. Different yawns, different functions? Testing social hypotheses on spontaneous yawning in Theropithecus gelada. Scientific Reports 2014;4;4010
-Norscia I, Palagi E. Yawn Contagion and Empathy in Homo sapiens. PLoS ONE. 2011;6(12): e28472
-Norscia I, Demuru E, Palagi E. She more than he: gender bias supports the empathic nature of yawn contagion in Homo sapiens. R. Soc. open sci. 2016:3:150459. http://dx.doi.org/10.1098/rsos.150459
-Palagi E, Leone A, Mancini G, Ferrari PF. Contagious yawning in gelada baboons as a possible expression of empathy. Proc Natl Acad Sci USA. 2009;106(46):19262-19267
-Palagi E, Norscia I, Demuru E. Yawn contagion in humans and bonobos: emotional affinity matters more than species PeerJ 2:e519
-Zannella A, Stanyon R, Palagi E. Yawning and Social Styles: Different Functions in Tolerant and Despotic Macaques (Macaca tonkeana and Macaca fuscata). J Comp Psychol. 2017
-Zannella A, Norscia I, Stanyon R, Palagi E. Testing Yawning Hypotheses in Wild Populations of Two Strepsirrhine Species: Propithecus Verreauxi and Lemur Catta. Am J Primatol. 2015;77(11):1207-1215
Yawning is an involuntary and stereotyped behaviour observed in most vertebrate species (including humans) from foetal stages to adulthood1. In mammals, the yawning patterns include mouth opening, deep inspiration, brief apnea, and slow expiration2. Due to the old phylogenetic origins of this behaviour3, it has been proposed that it is adaptive and provides some evolutionary advantages. Recently, Guggisberg et al.2 suggested that due to its ubiquity across different taxa and occurrence under a number of different physiological states and social contexts, yawning may serve more than one function. For example, yawning may be involved in homeostatic processes1, 3, 4, 5, and it may be linked to changes of environmental conditions6, 7, 8, 9, or even to social contexts (e.g. signal of aggressiveness, hierarchical dominance, frustration, sexual excitement, or a means of synchronising activities within the group)2, 10, 11, 12, 13, 14, 15, 16.
In human and nonhuman primates, two different types of yawn are generally distinguished according to the physiological state and social context: true/rest yawns17 and tension/aggressive yawns18. True yawns are typically associated with states of drowsiness and relaxation (sleepiness7, 9 or boredom19). On the other hand, tension or aggressive yawns occur in conflict situations and may indicate arousal10, 11, 20, 21, 22. In contrast to this dichotomous view, Altmann23 suggested that both types of yawns may indicate levels of physiological arousal and, therefore, it is extremely difficult to disentangle the two based on the stimuli/context triggering them. For example, macaques are known to exhibit 'emotion yawns' or 'social yawns' during antagonistic social encounters10, 24, 25. Among the great apes, chimpanzees yawn mostly in response to human proximity26 and during conditions of social tension27. Other researchers have also proposed that in primates spontaneous yawning is a form of self-directed behaviour associated to anxiety states21, 28, 29.
Several of the reports here described seem to support the hypothesis that one of the functions of yawn is that of stimulating or facilitating arousal during state changes1, 17, 30, 31. Although the concluding evidence supporting such hypothesis still requires further investigation, there is a general consensus on that fact that yawning is often anticipatory of important events and is associated to behavioural transitions, including sleep/awake cycles18, 32, 33, 34, 35.
One of the most intriguing issue related to the yawning phenomenon concerns the analysis of its behavioural patterns, which could be potentially provide critical information in order to understand its functional roles. Recently, Vick and Paukner14, based on a detailed behavioural analysis, identified in chimpanzees two distinct forms of yawn, a full yawn and a yawn in which the mouth is half-closed. This finding has been interpreted within the context of the possible underlying neurological mechanism. In fact, the possibility to partially regulate its expression suggests that there is a voluntary control, or at least in part, over oro-facial movements accompanying the yawn. Moreover, it is possible that these two different forms of yawn reflect different functions.
Geladas, an Old World monkey species, perform yawning at three different levels of intensity that have been recently categorized on the basis of the degree of mouth opening and the possible co-presence of vocalizations: yawn with covered teeth (YW1), yawn with uncovered teeth (YW2), and yawn with uncovered gums and head movements (YW3)13. Moreover, vocalizations can be associated to yawns both before and during the performance13. The variability in the expression of this behaviour in geladas, makes this species suitable to investigate in details the possible functional role of yawning. We therefore focussed our investigation on this species and tested specific social hypotheses (not mutually exclusive) on the function of yawning according to its intensity and contexts. The gelada is a good model species also because it has a strong sexual dimorphism28, a clear-cut linear hierarchy36, high social cohesiveness37 and fine-tuning towards companions38. Moreover, yawn contagion has been recently demonstrated in this species, thus suggesting its key role in social behaviour13. In the present study we will test three social hypotheses.
Hypothesis 1 (sleep-awake transition)
Yawning is often associated with particular patterns of rest-activity, indicating the possibility of an endogenous temporal rhythm1, 8, 10. These internal rhythms allow individuals to anticipate and to prepare them to the environmental transitions, as well as to trigger behavioural and physiological changes in accordance to such transitions39. In laboratory rats, a light-to-dark transition was found to be associated with daily peaks of yawning40, thus suggesting the presence of a circadian rhythm. In humans, both the transition from light-to-dark and dark-to-light are associated with peak frequencies of yawn6, 7, even though it seems to be more frequent after waking than before sleeping7. Up to now, no study explored the daily variation of the different types of yawns performed13. If yawning in geladas is linked to sleep/awake transition, we expect to find peak levels of this behaviour in the early morning and late evening (Prediction 1). If the yawns of different intensity respond differently to this transition we will be able to distinguish what in literature are described as true yawns from other types of yawn10, 11, 14, 17, 23.
Hypothesis 2 (social display)
Threat yawns have been described in some primate species41, 42, but if canine displays during yawning can be considered as an aggressive signal, remains still controversial10, 43. Furthermore, "threat yawns" are fundamentally different from other types of yawns (true/relax) in that they are assumed to occur in specific social contexts (i.e. during conflicts) and to be displayed by specific subjects, such as high rank individuals44 directing their aggressive towards lower-rank individuals. Moreover, in highly dimorphic species (Cercocebus albigena and Macaca fascicularis10; M. nigra11; M. fuscata12), it is expected that it is displayed mostly by males due to their active role in territorial defence and females' control28. This sex difference in yawn frequency seems, in fact, to disappear in species not characterized by a pronounced dimorphism in canine size, such as humans45 and lemurs (Lemur catta, Propithecus verreauxi, Palagi unpublished data).
If yawning in geladas, especially in its more intense version (YW3), has a role in threatening, we expect that sex and rank has an influence on the yawning frequency (Prediction 2a). More specifically, we expect YW3 to be more frequently displayed during contexts of high social tension, such as during agonistic and competitive interactions (Prediction 2b), which in geladas are mainly up to alpha males. Moreover, we expect that YW3 is frequently enriched by an auditory component (multimodal signal) which makes the behaviour less ambiguous and more easily detectable by all group members and potential rivals belonging to other OMUs (Prediction 2c). Conversely, if YW1 and YW2 are linked to a relaxed predisposition to interact socially and positively as suggested in recent reports13, we expect that these two patterns of yawns are mainly performed by high ranking subjects, both males and females, as a form of appeasement (Prediction 2d), and that they are temporally associated to reassuring signals such as lip smacking, which is frequently performed along with affiliative and parental care behaviours (e.g., grooming, body contact, play, lactating)36, 46, 47, 48 (Prediction 2e).
Hypothesis 3 (general arousal)
As self-scratching is a reliable indicator of arousal in primates21, 27, 29, 49, 50, the association between higher rates of scratching and yawns may be indicative of increased physiological arousal14, 27, 51. If yawning in geladas is linked to a change in motivational internal state of the performer we expect an increase in scratching levels immediately after a yawning event. More specifically, if the three types of yawn are characterized by differences in intensity and not in quality, we expect that YW3 (full yawn) is indicative of a higher variation in arousal compared to the other types (YW1 and YW2). Moreover, we expect that scratching frequency is maximum following YW3 (Prediction 3).
In this study we found that yawns of different intensity performed by geladas follow a different distribution in frequency depending on the performer, the context, and the behavioural pattern temporally associated to the yawn event.
We investigated the role of social factors on yawn distribution, and what clearly emerged from our data is the relationship between male dominance rank and yawns of higher intensity level (YW3) (Prediction 2a supported; Figure 2), being YW1 and YW2 not affected by the gender of the performer but only by its rank. During YW3 the canine teeth are highly visible and their whitish colour strongly contrasts with the reddish one of the gums and of the internal part of the mouth. This pattern is an evident visual display, which can be easily detected at long distances. Such type of yawn is often accompanied by a loud call preceding the yawn, and/or a long-distance vocalization, thus making it a potential communicative signal easily to be detected at distances that do not require physical proximity. Compared to other baboon species, geladas have larger vocal repertoires. Gustison et al.52 found that gelada derived vocalizations are generally used by alpha males while interacting affiliatively with adult females and immediately after intra-OMU fights. The additional auditory component accompanying the most intense form of yawing gives relevance to the visual cue itself (Prediction 2c supported), thus making YW3 a multimodal pattern well perceived by members of the same or different OMUs. Interestingly, male YW3 is frequently displayed during post-conflict and potential competitive periods such as those preceding food distribution (Prediction 2b supported) while, in similar contexts, females showed high levels of YW1 and YW2. This suggests that either YW3 has different functions in males and females or that it is so rare in females that it can be considered primarily a male signal. Moreover, it is worth noting that a vocalized yawn performed by the alpha male of one of the two OMUs often elicited the same response in the alpha male of the other OMU, thus indicating a potential function of inter-group communication between males that are potential rivals. Based on our findings, we hypothesize that YW3 can be used by high ranking males as a multimodal display with the function of intimidating conspecifics especially during situations characterized by high levels of social tension (Figure 3). Even though, to fully understand the communicative function of a behaviour, the response of potential receivers has to be investigated before a display could be labelled as a signal.
Yet, the hypothesis of the threatening function of YW3 in geladas finds support in the literature. In some nonhuman primates with evident sexual dimorphism, males yawn considerably more frequently than females do10, 11, 20, 41, 53, even though no distinction has been made between different types of yawn patterns. Moreover, in long-tailed macaque males Chambers and Phoenix54 found a positive correlation between testosterone levels and rates of spontaneous yawning, which was mainly associated with inter-male threats12. The display function of yawning in dimorphic species is also supported by the absence of sex difference in yawn frequency in those primate species characterized by a low level of sexual dimorphism in canine size, such as humans (Homo sapiens7, 45), chimpanzees (Pan troglodytes14), and lemurs (Lemur catta and Propithecus verrauxi, Palagi et al. unpublished data). Even though some social factors appear to modulate the use of yawn as a threatening signal in geladas, it could be interesting to investigate the potential link between the different types of yawning and androgen hormone concentration (e.g. testosterone).
Even though LMM revealed that YW1 and YW2 were only influenced by dominance rank (Prediction 2d supported), females preferentially performed YW1 and YW2 in each of the contexts considered for the analyses (Figure 4). The association of lip-smacking (LS) with YW1 and YW2 did not reach the baseline level of LS (measured by the association of LS with the main affiliative interactions36, 55). Yet, YW1 and YW2 were more frequently associated with LS compared to YW3. It seems that, contrary to YW3, the less intense forms of yawning are more linked to positive social contexts thus adding a further element of dichotomy between the different yawn intensities considered (Prediction 2e supported). Hence, compared to YW3, YW1 and YW2 can be read as an expression of benign intent by high ranking individuals towards other group members, especially females. Along with previous findings on yawn contagion in this species13, these data suggest that YW1 and YW2 are commonly used by gelada females as part of a complex communicative system among individuals that often engage in affiliative interactions and that are emotionally connected. In fact, the relationships within the typical gelada one-male unit (OMU) revolve around adult females, who form the core of the cohesion and stability typical of OMUs56. In some cases, the strength of female bonds suffices to maintain OMU integrity despite the absence of the male28. It is worth noting that between gelada females only YW1 and YW2 elicited a precise mirroring during yawn contagion13 thus suggesting the importance of these two types of yawn as strong stimuli in triggering a matched response (YW1/YW1 and YW2/YW2). The high frequency and accuracy of contagiousness elicited by YW1 and YW2 can have not only important implication in synchronizing the activity between individuals, but it may also strengthen their bonds and, at the same time, signal their relationship quality13.
The arousal hypothesis of yawning predicts that it can be considered as a displacement behaviour associated with neural mechanisms lowering the arousal level in the subject (humans12; mangabeys and macaques10; macaques21, 57; hamadryads56). In the first gelada's ethogramm, yawning - similarly to scratching - was described as a self-directed behaviour indicating anxiety28. Our data show that scratching increased after each yawning type, even though animals tended to scratch themselves more after yawning of higher intensity level (YW3), thus suggesting that YW3 could indicate an even higher level of arousal (Figure 5).
As it occurs in other primate species, in which yawning shows predictable daily variations1, 7, 8, 10, 18, 28, 58, in geladas we found that animals yawned preferentially in the phase of sleep/awake transition, especially in the early mornings (Prediction 3 partially supported). Yet, we detected a difference in the yawn temporal distribution according to the spectrum intensity of yawns considered. In early morning, the first type of yawn to increase was YW1, which peaked from 07.00 to 09.00 am. During this time window the subjects alternated short periods of sleeping and waking, being social activities (e.g. grooming, care giving) not already begun. YW2 and YW3 peaked an hour later, from 08.00 to 09.00 am. During this period animals were completely awake and all engaged in their usual social activities. We could tentatively consider the early morning YW1 (the yawn of the lowest intensity) as a form of yawn which, by promoting full vigilance and awakening, favours the beginning of group-coordinated activities (e.g. feeding, grooming). To date, there are no studies investigating the relation between the daily distribution of yawning and its different intensity or duration in time. Hence, it is not yet possible to compare our findings with other reports and, therefore, our hypothesis remains speculative and needs further investigation.
The only type of yawn showing a second peak along the day was YW3, which was particularly frequent from 02.00 to 03.00 pm. This time window included the afternoon pre-feeding, a period characterized by high levels of anxiety and aggressive events. As already stated, compared to YW1 and YW2, YW3 was more frequently associated with social tension situations and, under such circumstances, it was mainly used by males as a threatening signal. Baenninger4 reported that lions (Panthera leo) and mandrills (Papio sphinx) yawned more frequently just before feeding time, a finding that was replicated by Holmgren et al.59 in laboratory rats, even though no distinction in the morphology of the yawn was reported.
In conclusion, even though the functional distinction of the different intensities of gelada yawns is not so clear-cut, our data seem to indicate that yawns of different intensity have multiple communicative functions (e.g., synchronization of group activity, emotional connection, inter-group communication and threatening). Our findings also suggest that in geladas the spectrum of yawn intensity varies according to the sex of the yawner, with a strong dimorphism which can reflect, at least in part, on the potential communicative functions of yawning. Methods
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